27 Mars 2014

ESMA issues good practices for structured retail product governance

27 mars 2014

These good practices that product providers could put in place to improve their ability to deliver on investor protection in particular focus on:

  • the complexity of the structured retail products they manufacture and distribute;

  • the nature and range of investment services and activities undertaken in the course of business; and

  • the type of investors they target.
ESMA expects national competent authorities to embed these good practices in their supervisory approaches to structured retail product providers

lire le document 2014 332 esma opinion structured retail products good practices for product governance arrangements

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